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Audit & Internal Controls

An audit that stops at verification is a report; an audit that reaches root cause is a control improvement. I bring the lens forged at Deloitte — 45+ files a day, every discrepancy traced to its source — so audits strengthen the process instead of just satisfying the standard.

The Workflow — How I Approach It

1

Think like the auditor

Start from what a reviewer would challenge — not from what the template asks.

2

Map the process and the controls

Trace each process to the control designed to catch its errors — and find the gaps between them.

3

Trace discrepancies to root cause

Never flag-and-move-on. Ask which control failed and why the figure sits where it does.

4

Document so logic is followable in seconds

Supporting schedules organized so a senior reviewer can trace the logic without asking.

5

Close and remediate

Turn each finding into a fix that prevents recurrence — not a record of weakness.

My Operating View — The 2 Cents

Controls exist to prevent errors, not to catch them later. My 2 cents: the value of an audit is in the why, not the tick. When volume is high, the discipline that survives is curiosity under deadline — checking the box is easy; asking what failed is the job.

What Worked & What Didn’t

What Worked

  • Root-cause tracing turned findings into process fixes clients could act on.
  • Audit-ready documentation built in advance made reviews rework-free.

What Didn’t

  • Checklist audits — pass the standard, learn nothing about the system.
  • Flagging discrepancies without asking why — the same error recurs next year.